Completeness of mandatory attributes

Characteristic Name:	Completeness of mandatory attributes
Dimension:	Completeness
Description:	The attributes which are mandatory for a complete representation of a real world entity must contain values and cannot be null .
Granularity:	Element
Implementation Type:	Rule-based approach
Characteristic Type:	Declarative

Verification Metric:

The number of null values reported in a mandatory attribute per thousand records

GuidelinesExamplesDefinitons

The implementation guidelines are guidelines to follow in regard to the characteristic. The scenarios are examples of the implementation

Guidelines:	Scenario:
Specify which attributes are required to maintain a meaningful representation of an entity.	1) A sales order should at least have values for order number, Quantity, Price and Total (Sales order is the record)
Specify the states of an entity where the above identified attributes become mandatory values	(1)Order number quantity and total should be available as mandatory by the time order is created whereas price will become mandatory when the order is approved. (States :"Order created" "Order approved") (2) Product is retired and now has a product-last-available-date
Specify the dependencies of entities in operational context to identify the mandatory values	(1)Invoice number should exist to create a gate pass
Specify default values where possible	(1) Default country is Australia for those who fill the application from Australian IP addresses

Validation Metric:

How mature is the creation and implementation of the DQ rules to handle mandatory values

These are examples of how the characteristic might occur in a database.

Example:	Source:
1) Let us consider a Person relation with the attributes Name, Surname, BirthDate,and Email. The relation is shown in Figure 2.2. For the tuples with Id equalto2,3,and 4, the Email value is NULL. Let us suppose that the person represented by tuple 2 has no e-mail: no incompleteness case occurs. If the person represented by tuple 3 has an e-mail, but its value is not known then tuple 3 presents an incompleteness. Finally, if it is not known whether the person represented by tuple 4 has an e-mail or not, incompleteness may not be the case. ID 1 2 3 4 Name John Edward Anthony Marianne Surname Smith Monroe White Collins BirthDate 03/17/1974 02/03/1967 01/01/1936 11/20/1955 Email smith@abc.it NULL NULL NULL not existing existing but unknown not known if existing Fig. 2.2. The Person relation, with diﬀerent null value meanings for the e-mail attribute 2) if Dept is a relation representing the employees of a given department, and one speciﬁc employee of the department is not represented as a tuple of Dept, then the tuple corresponding to the missing employee is in ref(Dept),and ref(Dept) diﬀers from Dept in exactly that tuple.	C. Batini and M, Scannapieco, “Data Quality: Concepts, Methodologies, and Techniques”, Springer, 2006.
if a column should contain at least one occurrence of all 50 states, but the column contains only 43 states, then the population is incomplete.	Y. Lee, et al., “Journey to Data Quality”, Massachusetts Institute of Technology, 2006.
1) A database contains information on repairs done to capital equipment. How- ever, it is a known fact that sometimes the repairs are done and the information about the repair is just not entered into the database. This is the result of lack of concern on the part of the repair people and a lack of enforcement on the part of their supervisors. It is estimated that the amount of missing information is about 5%. This database is probably a good-quality database for assessing the general health of capital equipment. Equipment that required a great deal of expense to maintain can be identiﬁed from the data. Unless the missing data is disproportionately skewed, the records are usable for all ordinary decisions. However, trying to use it as a base for evaluating information makes it a low-quality database. The missing transactions could easily tag an important piece of equipment as satisfying a warranty when in fact it does not. 2) a BIRTH_DATE value left blank would not be accurate because all of us have birth dates.	J. E. Olson, “Data Quality: The Accuracy Dimension”, Morgan Kaufmann Publishers, 9 January 2003.

Example:

Source:

1) Let us consider a Person relation with the attributes Name, Surname, BirthDate,and Email. The relation is shown in Figure 2.2. For the tuples with Id equalto2,3,and 4, the Email value is NULL. Let us suppose that the person represented by tuple 2 has no e-mail: no incompleteness case occurs. If the person represented by tuple 3 has an e-mail, but its value is not known then tuple 3 presents an incompleteness. Finally, if it is not known whether the person represented by tuple 4 has an e-mail or not, incompleteness may not be the case.

ID 1

2 3 4

Name John

Edward Anthony Marianne

Surname Smith

Monroe White Collins

BirthDate 03/17/1974 02/03/1967 01/01/1936 11/20/1955

smith@abc.it NULL NULL NULL

not existing existing but unknown not known if existing

Fig. 2.2. The Person relation, with diﬀerent null value meanings for the e-mail attribute

2) if Dept is a relation representing the employees of a given department, and one speciﬁc employee of the department is not represented as a tuple of Dept, then the tuple corresponding to the missing employee is in ref(Dept),and ref(Dept) diﬀers from Dept in exactly that tuple.

C. Batini and M, Scannapieco, “Data Quality: Concepts, Methodologies, and Techniques”, Springer, 2006.

if a column should contain at least one occurrence of all 50 states, but the column contains only 43 states, then the population is incomplete.

Y. Lee, et al., “Journey to Data Quality”, Massachusetts Institute of Technology, 2006.

1) A database contains information on repairs done to capital equipment. How- ever, it is a known fact that sometimes the repairs are done and the information about the repair is just not entered into the database. This is the result of lack of concern on the part of the repair people and a lack of enforcement on the part of their supervisors. It is estimated that the amount of missing information is about 5%. This database is probably a good-quality database for assessing the general health of capital equipment. Equipment that required a great deal of expense to maintain can be identiﬁed from the data. Unless the missing data is disproportionately skewed, the records are usable for all ordinary decisions. However, trying to use it as a base for evaluating information makes it a low-quality database. The missing transactions could easily tag an important piece of equipment as satisfying a warranty when in fact it does not.

2) a BIRTH_DATE value left blank would not be accurate because all of us have birth dates.

J. E. Olson, “Data Quality: The Accuracy Dimension”, Morgan Kaufmann Publishers, 9 January 2003.

The Definitions are examples of the characteristic that appear in the sources provided.

Definition:	Source:
Domain Level: Data element is 1. Always required be populating and not defaulting; or 2. Required based on the condition of another data element. Entity Level: The required domains that comprise an entity exist and are not defaulted in aggregate.	B. BYRNE, J. K., D. MCCARTY, G. SAUTER, H. SMITH, P WORCESTER 2008. The information perspective of SOA design Part 6:The value of applying the data quality analysis pattern in SOA. IBM corporation.
A given data element (fact) has a full value stored for all records that should have a value.	ENGLISH, L. P. 2009. Information quality applied: Best practices for improving business information, processes and systems, Wiley Publishing.
Determined the extent to which data is not missing. For example, an order is not complete without a price and quantity.	G. GATLING, C. B., R. CHAMPLIN, H. STEFANI, G. WEIGEL 2007. Enterprise Information Management with SAP, Boston, Galileo Press Inc.
Completeness refers to the expectation that certain attributes are expected to have assigned values in a data set. Completeness rules can be assigned to a data set in three levels of constraints: 1. Mandatory attributes that require a value 3. Inapplicable attributes (such as maiden name for a single male), which may not have a value.2. Optional attributes, which may have a value.	LOSHIN, D. 2001. Enterprise knowledge management: The data quality approach, Morgan Kaufmann Pub.
An expectation of completeness indicates that certain attributes should be assigned values in a data set. Completeness rules can be assigned to a data set in three levels of constraints:1. Mandatory attributes that require a value, 2. Optional attributes, which may have a value based on some set of conditions, and 3. Inapplicable attributes, (such as maiden name for a single male), which may not have a value.	LOSHIN, D. 2006. Monitoring Data quality Performance using Data Quality Metrics. Informatica Corporation.

Data access control

Characteristic Name:	Data access control
Dimension:	Availability and Accessability
Description:	The access to the data should be controlled to ensure it is secure against damage or unauthorised access.
Granularity:	Information object
Implementation Type:	Process-based approach
Characteristic Type:	Usage

Verification Metric:

The number of tasks failed or under performed due to lack of data access control

The number of complaints received due to lack of data access control

GuidelinesExamplesDefinitons

The implementation guidelines are guidelines to follow in regard to the characteristic. The scenarios are examples of the implementation

Guidelines:	Scenario:
Periodically evaluate the security needs considering the criticality of data (Value, confidentiality, privacy needs etc.) and accessibility requirements of data and then update the information security policy consistently.	(1) Employee salary is a confidential data and hence need security against unauthorised access. (2) Master data has a high economic value to the organisation and hence need security against unauthorised access and change
Continuously evaluate the risks threats and identify the vulnerabilities for data and update the information security policy	(1) The frequency of security assessment for data associated with online transactions was increased due to the high volume of online transactions.
Implementation of access controls for each critical information as prescribed by the information security policy.	(1) An Employee’s salary data can be viewed only by his or her superiors. (2) Master data can be created and updated only by the authorised executives. (3) Login credentials are required for system access
Data is stored in secured locations and appropriate backups are taken	(1) Databases are stored in a special server and backups are taken regularly (2) Documents are saved using a content management system in a file server
Restrict the accessibility of information using software based mechanism	(1) Data encryption (2) Firewalls
Restrict the accessibility of information using hardware based mechanism	(1) Security tokens

Validation Metric:

How mature is the process of ensuring data access control

These are examples of how the characteristic might occur in a database.

Example:	Source:
if the ofﬁcial version of the minutes of a meeting is ﬁled by the records manager and thus protected from change, the unauthorised version will not form part of the ofﬁcial record.	K. Smith, “Public Sector Records Management: A Practical Guide”, Ashgate, 2007.

The Definitions are examples of the characteristic that appear in the sources provided.

Definition:	Source:
Is the information protected against loss or unauthorized access?	EPPLER, M. J. 2006. Managing information quality: increasing the value of information in knowledge-intensive products and processes, Springer.
Data is appropriately protected from damage or abuse (including unauthorized access, use, or distribution).	PRICE, R. J. & SHANKS, G. Empirical refinement of a semiotic information quality framework. System Sciences, 2005. HICSS'05. Proceedings of the 38th Annual Hawaii International Conference on, 2005. IEEE, 216a-216a.
The extent to which information is protected from harm in the context of a particular activity.	STVILIA, B., GASSER, L., TWIDALE, M. B. & SMITH, L. C. 2007. A framework for information quality assessment. Journal of the American Society for Information Science and Technology, 58, 1720-1733.
Access to data can be restricted and hence kept secure.	WANG, R. Y. & STRONG, D. M. 1996. Beyond accuracy: What data quality means to data consumers. Journal of management information systems, 5-33.